# JOHN DENIS DUFFY

JOHN DENIS DUFFY is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with INTENT ADVICE, INC..

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [INTENT ADVICE, INC.](https://search.stillhousedata.com/firm/322060) | 2024-04-25 | present | Yes |
| [INTENT ADVICE, INC.](https://search.stillhousedata.com/firm/322060) | 2022-09-23 | 2023-12-31 | — |
| [BROAD COVE CAPITAL](https://search.stillhousedata.com/firm/305393) | 2019-09-10 | 2021-11-10 | — |
| [CRIBSTONE CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/174974) | 2015-05-07 | 2019-08-15 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2008-10-10 | 2015-05-14 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2008-01-01 | 2008-10-30 | — |
| [A. G. EDWARDS & SONS, INC.](https://search.stillhousedata.com/firm/4) | 2002-08-22 | 2008-01-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2715123)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2715123.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
