# RICHARD WARREN FLECCA

RICHARD WARREN FLECCA is an investment adviser representative (IAR) with state registration records since 2000, appearing at 8 firms. Currently registered with INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/144426) | 2019-12-06 | present | Yes |
| [CETERA ADVISORS LLC](https://search.stillhousedata.com/firm/10299) | 2019-02-01 | 2019-12-12 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2016-01-04 | 2019-02-27 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2012-06-29 | 2016-01-14 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2008-11-12 | 2012-07-06 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2006-09-11 | 2008-11-11 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 2004-07-12 | 2006-09-22 | — |
| [A. G. EDWARDS & SONS, INC.](https://search.stillhousedata.com/firm/4) | 2003-11-14 | 2004-07-13 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2000-12-20 | 2002-08-12 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2719482)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2719482.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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