# DOUGLAS JOHN SWEENEY

DOUGLAS JOHN SWEENEY is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC, INDEPENDENCE SQUARE HOLDINGS, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [INDEPENDENCE SQUARE HOLDINGS, LLC](https://search.stillhousedata.com/firm/300139) | 2020-01-13 | present | Yes |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2018-10-04 | present | Yes |
| [PRIVATE ADVISOR GROUP, LLC](https://search.stillhousedata.com/firm/155216) | 2012-06-27 | 2020-01-14 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2006-03-06 | 2010-12-17 | — |
| [PNC WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/129052) | 2004-01-01 | 2006-03-06 | — |
| [J.J.B. HILLIARD, W.L. LYONS, LLC](https://search.stillhousedata.com/firm/453) | 2003-06-03 | 2004-01-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2724944)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2724944.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.