# JAMES PATRICK NEWMAN

JAMES PATRICK NEWMAN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with COMMONWEALTH EQUITY SERVICES, LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | 2018-12-04 | present | Yes |
| [PEAK POINT CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/169315) | 2013-11-05 | 2019-02-28 | — |
| [HAVILAND & SAMS, LLC](https://search.stillhousedata.com/firm/127175) | 2011-06-21 | 2011-08-02 | — |
| [OSAIC FA, INC.](https://search.stillhousedata.com/firm/3978) | 2006-04-13 | 2009-12-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2734819)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2734819.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.