# Warren Davis Waters

Warren Davis Waters is an investment adviser representative (IAR) with state registration records since 1996, appearing at 12 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (12)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2023-05-30 | present | Yes |
| [CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLC](https://search.stillhousedata.com/firm/126777) | 2021-12-22 | 2023-05-31 | — |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2020-11-12 | 2023-06-28 | — |
| [FIRST ALLIED ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/137888) | 2018-01-05 | 2020-11-12 | — |
| [WADDELL & REED](https://search.stillhousedata.com/firm/866) | 2017-05-24 | 2017-11-13 | — |
| [CGN ADVISORS, LLC](https://search.stillhousedata.com/firm/159359) | 2015-06-18 | 2017-01-26 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2013-05-23 | 2015-06-02 | — |
| [EDWARD D. JONES & CO., L.P.](https://search.stillhousedata.com/firm/250) | 2012-09-07 | 2012-12-06 | — |
| [NATIONAL PLANNING CORPORATION](https://search.stillhousedata.com/firm/29604) | 2011-07-12 | 2012-03-16 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2007-02-22 | 2011-05-13 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2004-07-28 | 2006-12-15 | — |
| [EQUITABLE ADVISORS, LLC](https://search.stillhousedata.com/firm/6627) | 1996-06-14 | 2004-08-06 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2750052)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2750052.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.