# ANITA En LAM

ANITA En LAM is an investment adviser representative (IAR) with state registration records since 2010, appearing at 4 firms. Currently registered with UBS FINANCIAL SERVICES INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2016-04-29 | present | Yes |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2013-08-12 | 2016-05-02 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2011-11-11 | 2013-08-05 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2010-05-11 | 2011-10-18 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2752633)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2752633.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.