# Donna J Rose

Donna J Rose is an investment adviser representative (IAR) with state registration records since 2001, appearing at 7 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2021-03-30 | present | Yes |
| [NATIONWIDE SECURITIES, LLC](https://search.stillhousedata.com/firm/11173) | 2019-11-11 | 2021-03-19 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2014-02-07 | 2019-10-07 | — |
| [PRINCIPAL SECURITIES, INC.](https://search.stillhousedata.com/firm/1137) | 2012-08-27 | 2014-02-17 | — |
| [STIFEL, NICOLAUS & COMPANY, INCORPORATED](https://search.stillhousedata.com/firm/793) | 2009-09-14 | 2012-06-29 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-06-01 | 2009-09-24 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2006-02-21 | 2009-06-01 | — |
| [LEGG MASON WOOD WALKER, INCORPORATED](https://search.stillhousedata.com/firm/6555) | 2003-11-19 | 2006-02-21 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2001-01-17 | 2003-12-12 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2763220)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2763220.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.