# GEORGE Roger DUFF

GEORGE Roger DUFF is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with GRACE CAPITAL MANAGEMENT, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [GRACE CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/150054) | 2009-04-30 | present | Yes |
| [GRACE CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/150054) | 2009-04-30 | 2009-12-31 | — |
| [DUFF & BOYNTON, LLC](https://search.stillhousedata.com/firm/144415) | 2007-07-12 | 2009-12-16 | — |
| [TRIAD ADVISORS LLC](https://search.stillhousedata.com/firm/25803) | 2007-06-29 | 2007-07-16 | — |
| [WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC](https://search.stillhousedata.com/firm/11025) | 2005-07-13 | 2007-07-02 | — |
| [A. G. EDWARDS & SONS, INC.](https://search.stillhousedata.com/firm/4) | 2002-10-09 | 2004-05-10 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2768560)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2768560.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.