# JOSEPH PATRICK ROOP

JOSEPH PATRICK ROOP is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with COPPELL ADVISORY SOLUTIONS LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [COPPELL ADVISORY SOLUTIONS LLC](https://search.stillhousedata.com/firm/156549) | 2022-03-02 | present | Yes |
| [DEMPSEY LORD SMITH, LLC](https://search.stillhousedata.com/firm/141238) | 2019-10-18 | 2021-09-21 | — |
| [KALOS MANAGEMENT](https://search.stillhousedata.com/firm/133025) | 2009-04-02 | 2019-07-22 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2008-05-23 | 2009-04-03 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2004-12-10 | 2008-05-28 | — |
| [LEGG MASON WOOD WALKER, INCORPORATED](https://search.stillhousedata.com/firm/6555) | 2001-12-31 | 2004-12-15 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2774470)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2774470.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.