# Neal R Goby

Neal R Goby is an investment adviser representative (IAR) with state registration records since 2003, appearing at 9 firms. Currently registered with CHARLES SCHWAB & CO., INC..

## Registration history (10)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2023-08-15 | present | Yes |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2022-10-13 | 2023-09-07 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2022-04-28 | 2022-09-28 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2022-03-04 | 2022-04-14 | — |
| [FIFTH THIRD SECURITIES, INC.](https://search.stillhousedata.com/firm/628) | 2019-08-27 | 2020-08-21 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2015-09-08 | 2019-08-27 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2012-06-28 | 2015-08-18 | — |
| [MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.](https://search.stillhousedata.com/firm/111135) | 2010-01-04 | 2012-03-28 | — |
| [MESIROW FINANCIAL, INC.](https://search.stillhousedata.com/firm/2764) | 2009-06-11 | 2009-12-31 | — |
| [LASALLE FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/20373) | 2003-01-28 | 2007-02-20 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2777454)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2777454.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.