# ALLEN LEE FREDERICK

ALLEN LEE FREDERICK is an investment adviser representative (IAR) with state registration records since 2003, appearing at 8 firms. Currently registered with FARTHER FINANCE ADVISORS, LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [FARTHER FINANCE ADVISORS, LLC](https://search.stillhousedata.com/firm/302050) | 2025-04-15 | present | Yes |
| [SEQUENT PLANNING, LLC](https://search.stillhousedata.com/firm/160381) | 2024-07-03 | 2025-04-16 | — |
| [CAPITAL MANAGEMENT SERVICES, INC.](https://search.stillhousedata.com/firm/118260) | 2019-01-02 | 2022-07-08 | — |
| [INTEGRITY ALLIANCE, LLC](https://search.stillhousedata.com/firm/139627) | 2017-03-10 | 2018-10-12 | — |
| [WILSHIRE-PENNINGTON GROUP, INC.](https://search.stillhousedata.com/firm/127465) | 2013-05-08 | 2015-03-18 | — |
| [BANKERS & INVESTORS CO.](https://search.stillhousedata.com/firm/6874) | 2009-08-06 | 2011-05-17 | — |
| [INTEGRITY ALLIANCE, LLC](https://search.stillhousedata.com/firm/139627) | 2008-07-18 | 2009-07-28 | — |
| [NATIONAL PLANNING CORPORATION](https://search.stillhousedata.com/firm/29604) | 2006-07-10 | 2008-04-02 | — |
| [BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/13609) | 2003-05-21 | 2006-07-06 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2781863)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2781863.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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