# ROGER STAN BRACKEN

ROGER STAN BRACKEN is an investment adviser representative (IAR) with state registration records since 2008, appearing at 7 firms. Currently registered with PINNACLE PEAK WEALTH MANAGEMENT LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PINNACLE PEAK WEALTH MANAGEMENT LLC](https://search.stillhousedata.com/firm/305316) | 2019-09-25 | present | Yes |
| [DYNAMIC ADVISOR SOLUTIONS LLC](https://search.stillhousedata.com/firm/151367) | 2016-09-13 | 2019-12-31 | — |
| [POGSON & MATT WEALTH MANAGEMENT GROUP, LLC](https://search.stillhousedata.com/firm/155377) | 2014-12-19 | 2016-09-10 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2012-08-28 | 2013-12-23 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2011-10-07 | 2013-12-23 | — |
| [TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC](https://search.stillhousedata.com/firm/20472) | 2010-10-13 | 2010-11-12 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2010-04-08 | 2010-07-01 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2010-04-08 | 2010-07-01 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2008-06-20 | 2010-02-16 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2792554)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2792554.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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