# THOMAS CARLOS NIEVES

THOMAS CARLOS NIEVES is an investment adviser representative (IAR) with state registration records since 1997, appearing at 5 firms. Currently registered with BFC PLANNING, INC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [BFC PLANNING, INC.](https://search.stillhousedata.com/firm/119682) | 2025-12-12 | present | Yes |
| [CENTAURUS FINANCIAL, INC.](https://search.stillhousedata.com/firm/30833) | 2020-01-22 | 2025-11-10 | — |
| [SUMMIT FINANCIAL GROUP INC](https://search.stillhousedata.com/firm/109485) | 2011-03-18 | 2020-01-17 | — |
| [VOYA FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/2882) | 2010-01-19 | 2010-12-01 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 1997-12-15 | 2003-09-17 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2794262)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2794262.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.