# WILLIAM THOMAS MAWBY

WILLIAM THOMAS MAWBY is an investment adviser representative (IAR) with state registration records since 1999, appearing at 4 firms. Currently registered with FINANCIAL MANAGEMENT STRATEGIES, INC., CETERA INVESTMENT ADVISERS LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2023-06-29 | present | Yes |
| [FINANCIAL MANAGEMENT STRATEGIES, INC.](https://search.stillhousedata.com/firm/120818) | 2010-01-21 | present | Yes |
| [WALNUT STREET SECURITIES, INC.](https://search.stillhousedata.com/firm/15840) | 2010-01-19 | 2013-09-03 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 1999-12-07 | 2010-01-22 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2797493)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2797493.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.