# RICHARD LEE MALMBERG

RICHARD LEE MALMBERG is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with SCHWAB WEALTH ADVISORY, INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SCHWAB WEALTH ADVISORY, INC.](https://search.stillhousedata.com/firm/159035) | 2019-07-25 | present | Yes |
| [STRATOS WEALTH PARTNERS, LTD](https://search.stillhousedata.com/firm/153184) | 2013-07-24 | 2017-08-02 | — |
| [TRUIST INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/17499) | 2007-03-20 | 2013-07-16 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2003-05-02 | 2006-12-04 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2798629)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2798629.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.