# ALBERT WILLIAM BERGMANN

ALBERT WILLIAM BERGMANN is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with OSAIC INSTITUTIONS, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OSAIC INSTITUTIONS, INC.](https://search.stillhousedata.com/firm/35371) | 2016-09-20 | present | Yes |
| [M&T SECURITIES, INC.](https://search.stillhousedata.com/firm/17358) | 2016-03-03 | 2016-07-27 | — |
| [ESSEX NATIONAL SECURITIES, LLC](https://search.stillhousedata.com/firm/25454) | 2012-01-24 | 2016-02-26 | — |
| [INVESTORS CAPITAL CORP.](https://search.stillhousedata.com/firm/30613) | 2010-02-02 | 2012-01-06 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 2008-12-16 | 2010-02-05 | — |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2007-12-05 | 2008-11-17 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2800662)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2800662.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.