# RICHARD DANIEL GREGORY

RICHARD DANIEL GREGORY is an investment adviser representative (IAR) with state registration records since 1999, appearing at 6 firms. Currently registered with CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.](https://search.stillhousedata.com/firm/134139) | 2023-10-04 | present | Yes |
| [OAK TREE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/175281) | 2018-01-26 | 2023-10-02 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2016-07-07 | 2017-12-14 | — |
| [PRIVATE ADVISOR GROUP, LLC](https://search.stillhousedata.com/firm/155216) | 2012-10-09 | 2016-07-01 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2008-03-07 | 2012-09-17 | — |
| [MORGAN KEEGAN & COMPANY, LLC](https://search.stillhousedata.com/firm/4161) | 1999-04-10 | 2008-03-12 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2801852)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2801852.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.