# KAREN SOTALLARO

KAREN SOTALLARO is an investment adviser representative (IAR) with state registration records since 2007, appearing at 7 firms. Currently registered with CRESSET ASSET MANAGEMENT, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CRESSET ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/288566) | 2022-03-15 | present | Yes |
| [OAK HARVEST INVESTMENT SERVICES, LLC](https://search.stillhousedata.com/firm/173293) | 2021-06-02 | 2022-02-16 | — |
| [ASSET MANAGEMENT ADVISORS INC](https://search.stillhousedata.com/firm/105921) | 2019-05-03 | 2021-08-25 | — |
| [OSAIC SERVICES, INC.](https://search.stillhousedata.com/firm/133763) | 2016-08-17 | 2018-05-07 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2011-11-21 | 2012-06-28 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-06-01 | 2011-09-22 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2007-11-20 | 2009-06-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2806689)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2806689.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.