# CAROLINE MARIE GIRGIS

CAROLINE MARIE GIRGIS is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with PRIME CAPITAL INVESTMENT ADVISORS, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PRIME CAPITAL INVESTMENT ADVISORS, LLC](https://search.stillhousedata.com/firm/288712) | 2023-09-29 | present | Yes |
| [CETERA WEALTH SERVICES, LLC](https://search.stillhousedata.com/firm/13572) | 2017-11-01 | 2019-06-13 | — |
| [UNITED CAPITAL FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/134600) | 2006-03-03 | 2023-10-27 | — |
| [GIRARD SECURITIES, INC.](https://search.stillhousedata.com/firm/18697) | 2006-03-01 | 2017-11-01 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2002-11-25 | 2006-03-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2811084)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2811084.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.