# JEFFREY FREDERICK BAUER

JEFFREY FREDERICK BAUER is an investment adviser representative (IAR) with state registration records since 2004, appearing at 8 firms. Currently registered with LPL ENTERPRISE, LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL ENTERPRISE, LLC](https://search.stillhousedata.com/firm/8733) | 2024-11-14 | present | Yes |
| [PRUCO SECURITIES, LLC](https://search.stillhousedata.com/firm/5685) | 2022-02-17 | 2024-11-14 | — |
| [WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.](https://search.stillhousedata.com/firm/226535) | 2021-03-23 | 2021-10-29 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2016-04-07 | 2020-12-10 | — |
| [VOYA INVESTMENT MANAGEMENT CO. LLC](https://search.stillhousedata.com/firm/106494) | 2012-04-05 | 2014-11-10 | — |
| [CLEARARC CAPITAL, INC.](https://search.stillhousedata.com/firm/104650) | 2007-03-21 | 2010-09-13 | — |
| [CLEARBRIDGE INVESTMENTS, LLC](https://search.stillhousedata.com/firm/137028) | 2005-12-15 | 2006-09-06 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2004-01-26 | 2005-12-16 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2816653)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2816653.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.