# Thomas Steven Wegner

Thomas Steven Wegner is an investment adviser representative (IAR) with state registration records since 2006, appearing at 10 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (12)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2024-03-04 | present | Yes |
| [RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC](https://search.stillhousedata.com/firm/149018) | 2023-02-03 | 2024-03-05 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2015-08-14 | 2023-02-06 | — |
| [CAPE INVESTMENT ADVISORY, INC.](https://search.stillhousedata.com/firm/146384) | 2015-04-23 | 2015-09-09 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2014-04-11 | 2015-03-25 | — |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2014-01-21 | 2014-04-11 | — |
| [CETERA INVESTMENT SERVICES LLC](https://search.stillhousedata.com/firm/15340) | 2013-01-11 | 2014-01-21 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2010-06-11 | 2012-05-25 | — |
| [COLONIAL ASSET MANAGEMENT INC](https://search.stillhousedata.com/firm/108950) | 2009-04-23 | 2009-10-30 | — |
| [FTB ADVISORS, INC.](https://search.stillhousedata.com/firm/143830) | 2008-09-09 | 2009-04-17 | — |
| [FIRST HORIZON ADVISORS, INC.](https://search.stillhousedata.com/firm/17117) | 2008-07-22 | 2009-04-17 | — |
| [RAYMOND JAMES FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/6694) | 2006-07-12 | 2006-12-04 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2824248)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2824248.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.