# TRACY KUO SHEN

TRACY KUO SHEN is an investment adviser representative (IAR) with state registration records since 1999, appearing at 5 firms. Currently registered with FLORIN GROUP, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [FLORIN GROUP, LLC](https://search.stillhousedata.com/firm/168196) | 2013-08-30 | present | Yes |
| [CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.](https://search.stillhousedata.com/firm/134139) | 2012-08-01 | 2013-08-09 | — |
| [PARK AVENUE SECURITIES LLC](https://search.stillhousedata.com/firm/46173) | 2008-08-06 | 2012-08-07 | — |
| [PRUCO SECURITIES, LLC](https://search.stillhousedata.com/firm/5685) | 2003-03-07 | 2008-07-16 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 1999-05-17 | 2003-02-04 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2841473)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2841473.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.