# Thomas Patrick Monks

Thomas Patrick Monks is an investment adviser representative (IAR) with state registration records since 2005, appearing at 6 firms. Currently registered with NEUBERGER BERMAN BD LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [NEUBERGER BERMAN BD LLC](https://search.stillhousedata.com/firm/2908) | 2025-11-26 | present | Yes |
| [HARTFORD FUNDS MANAGEMENT COMPANY, LLC](https://search.stillhousedata.com/firm/147746) | 2015-05-18 | 2021-09-21 | — |
| [FIRST TRUST ADVISORS LP](https://search.stillhousedata.com/firm/107027) | 2011-11-15 | 2014-12-17 | — |
| [INVESCO ADVISERS, INC.](https://search.stillhousedata.com/firm/105360) | 2010-06-07 | 2011-11-09 | — |
| [VAN KAMPEN ADVISORS INC](https://search.stillhousedata.com/firm/104703) | 2006-02-08 | 2010-06-03 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 2005-03-24 | 2006-02-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2846095)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2846095.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.