# CAROLE LEAH ROMINGER

CAROLE LEAH ROMINGER is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with PRASAD WEALTH PARTNERS, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PRASAD WEALTH PARTNERS, LLC](https://search.stillhousedata.com/firm/332507) | 2025-08-27 | present | Yes |
| [OSAIC ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/171070) | 2024-11-08 | 2025-08-28 | — |
| [ARBOR POINT ADVISORS](https://search.stillhousedata.com/firm/165127) | 2013-06-28 | 2024-11-08 | — |
| [WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC](https://search.stillhousedata.com/firm/11025) | 2008-10-06 | 2013-07-01 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2002-05-02 | 2008-10-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2858356)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2858356.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.