# James M Thornton

James M Thornton is an investment adviser representative (IAR) with state registration records since 2001, appearing at 9 firms. Currently registered with VESTGEN ADVISORS, LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [VESTGEN ADVISORS, LLC](https://search.stillhousedata.com/firm/318657) | 2025-10-01 | present | Yes |
| [RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC](https://search.stillhousedata.com/firm/149018) | 2020-09-17 | 2025-10-03 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2013-09-13 | 2020-09-18 | — |
| [TLG ADVISORS, INC.](https://search.stillhousedata.com/firm/111052) | 2012-08-01 | 2013-05-02 | — |
| [CREDIT SUISSE SECURITIES (USA) LLC](https://search.stillhousedata.com/firm/816) | 2007-06-20 | 2009-03-05 | — |
| [MORGAN STANLEY & CO. LLC](https://search.stillhousedata.com/firm/8209) | 2007-04-02 | 2007-06-26 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 2007-02-20 | 2007-04-02 | — |
| [NATCITY INVESTMENTS, INC.](https://search.stillhousedata.com/firm/17490) | 2004-09-10 | 2005-03-07 | — |
| [HARRISDIRECT LLC](https://search.stillhousedata.com/firm/42159) | 2001-12-04 | 2003-02-11 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2859113)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2859113.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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