# STEPHEN JOHN MCHALE

STEPHEN JOHN MCHALE is an investment adviser representative (IAR) with state registration records since 1997, appearing at 3 firms. Currently registered with SOVEREIGN WEALTH ADVISORS LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SOVEREIGN WEALTH ADVISORS LLC](https://search.stillhousedata.com/firm/188524) | 2020-01-17 | present | Yes |
| [SOVEREIGN WEALTH ADVISORS LLC](https://search.stillhousedata.com/firm/188524) | 2017-11-15 | 2019-12-31 | — |
| [HILLTOP SECURITIES INC.](https://search.stillhousedata.com/firm/6220) | 2009-06-12 | 2014-07-30 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 1997-05-05 | 2009-04-13 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2864314)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2864314.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.