# Alan Brokenburr Ray

Alan Brokenburr Ray is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with SQUARE PEG FINANCIAL SERVICES, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SQUARE PEG FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/327940) | 2024-01-09 | present | Yes |
| [ALPHASTAR CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/157423) | 2019-11-04 | 2024-01-02 | — |
| [MUTUAL OF OMAHA INVESTOR SERVICES, INC.](https://search.stillhousedata.com/firm/611) | 2019-04-01 | 2019-10-10 | — |
| [NATIONWIDE SECURITIES, LLC](https://search.stillhousedata.com/firm/11173) | 2011-03-31 | 2019-03-29 | — |
| [SIGMA PLANNING CORPORATION](https://search.stillhousedata.com/firm/110692) | 2006-05-22 | 2009-05-11 | — |
| [CUNA BROKERAGE SERVICES, INC.](https://search.stillhousedata.com/firm/13941) | 2004-08-03 | 2006-05-22 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2867655)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2867655.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.