# Bao Q LE

Bao Q LE is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with CHARLES SCHWAB & CO., INC..

## Registration history (10)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2022-01-26 | present | Yes |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2021-05-11 | 2023-09-07 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2021-05-11 | 2022-10-14 | — |
| [HARRISDIRECT LLC](https://search.stillhousedata.com/firm/42159) | 2021-01-14 | 2021-05-07 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2019-11-20 | 2020-12-31 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2019-11-20 | 2021-01-11 | — |
| [PERSONAL CAPITAL ADVISORS CORPORATION](https://search.stillhousedata.com/firm/155172) | 2017-12-06 | 2019-11-01 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2014-06-02 | 2017-12-04 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2014-06-02 | 2017-12-04 | — |
| [BNY MELLON SECURITIES CORPORATION](https://search.stillhousedata.com/firm/231) | 2007-01-08 | 2014-04-08 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2878500)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2878500.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.