# LISA ANN HOCK

LISA ANN HOCK is an investment adviser representative (IAR) with state registration records since 2002, appearing at 3 firms. Currently registered with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC](https://search.stillhousedata.com/firm/149018) | 2016-12-15 | present | Yes |
| [BENJAMIN F. EDWARDS & COMPANY, INC.](https://search.stillhousedata.com/firm/146936) | 2016-11-07 | 2016-12-02 | — |
| [UMB FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/17073) | 2002-11-25 | 2016-11-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2880979)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2880979.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.