# Katherine Mary Keppel

Katherine Mary Keppel is an investment adviser representative (IAR) with state registration records since 2002, appearing at 7 firms. Currently registered with WEALTH ENHANCEMENT ADVISORY SERVICES, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [WEALTH ENHANCEMENT ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/116407) | 2026-03-02 | present | Yes |
| [THE H GROUP, INC.](https://search.stillhousedata.com/firm/106801) | 2016-01-04 | 2026-05-14 | — |
| [JOURNEYTREE FINANCIAL ADVISORS](https://search.stillhousedata.com/firm/154618) | 2013-09-17 | 2015-12-16 | — |
| [MCS FAMILY WEALTH ADVISORS](https://search.stillhousedata.com/firm/106327) | 2012-02-28 | 2013-08-23 | — |
| [RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC](https://search.stillhousedata.com/firm/149018) | 2010-09-21 | 2011-02-24 | — |
| [1ST GLOBAL ADVISORS INC](https://search.stillhousedata.com/firm/111133) | 2010-06-23 | 2010-09-07 | — |
| [CETERA WEALTH SERVICES, LLC](https://search.stillhousedata.com/firm/13572) | 2002-06-19 | 2010-06-17 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2890615)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2890615.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.