# Steven Robert Herman

Steven Robert Herman is an investment adviser representative (IAR) with state registration records since 1998, appearing at 8 firms. Currently registered with AMERITAS ADVISORY SERVICES, LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [AMERITAS ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/317245) | 2022-10-05 | present | Yes |
| [SECURITIES AMERICA ADVISORS, INC.](https://search.stillhousedata.com/firm/110518) | 2018-07-26 | 2022-09-26 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2015-02-09 | 2018-07-24 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2008-02-20 | 2014-11-07 | — |
| [EPLANNING ADVISORS INC](https://search.stillhousedata.com/firm/109184) | 2006-01-26 | 2007-09-26 | — |
| [A. G. EDWARDS & SONS, INC.](https://search.stillhousedata.com/firm/4) | 2004-01-02 | 2004-03-16 | — |
| [AMERIPRISE ADVISOR SERVICES, INC.](https://search.stillhousedata.com/firm/5979) | 2003-06-25 | 2004-01-08 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 1998-07-07 | 2003-02-05 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2893663)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2893663.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.