# TRI D NGUYEN

TRI D NGUYEN is an investment adviser representative (IAR) with state registration records since 2003, appearing at 10 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

## Registration history (10)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2023-09-08 | present | Yes |
| [EMPOWER ADVISORY GROUP, LLC](https://search.stillhousedata.com/firm/112058) | 2022-08-12 | 2023-08-31 | — |
| [LOUIS F. BATMALE](https://search.stillhousedata.com/firm/308385) | 2020-11-09 | 2022-08-05 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2020-05-05 | 2022-04-11 | — |
| [CUSO FINANCIAL SERVICES, L.P.](https://search.stillhousedata.com/firm/42132) | 2018-12-18 | 2020-04-15 | — |
| [SCOTTRADE INVESTMENT MANAGEMENT](https://search.stillhousedata.com/firm/169988) | 2016-09-28 | 2018-04-02 | — |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2012-10-01 | 2012-10-17 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 2010-11-24 | 2012-10-01 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2006-04-24 | 2010-04-07 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2003-11-07 | 2010-04-07 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2918047)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2918047.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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