# ADOLFO GASPAR SOTOMAYOR

ADOLFO GASPAR SOTOMAYOR is an investment adviser representative (IAR) with state registration records since 2007, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2021-02-01 | present | Yes |
| [FIRST THINGS FIRST FINANCIAL PLANNING](https://search.stillhousedata.com/firm/305640) | 2019-12-20 | 2020-12-31 | — |
| [RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC](https://search.stillhousedata.com/firm/149018) | 2016-02-17 | 2019-02-01 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2007-04-11 | 2012-01-18 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2007-04-11 | 2007-04-11 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2919476)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2919476.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
