# MARK ROUGH HUMPHREYS

MARK ROUGH HUMPHREYS is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with LIG CAPITAL MANAGEMENT, LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LIG CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/130489) | 2022-06-13 | present | Yes |
| [COMPASS WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/138192) | 2006-02-28 | 2010-12-16 | — |
| [PHILLIPS CAPITAL ADVISORS, INC.](https://search.stillhousedata.com/firm/115758) | 2003-04-29 | 2009-11-18 | — |
| [PRUDENTIAL EQUITY GROUP, LLC](https://search.stillhousedata.com/firm/7471) | 2001-10-19 | 2003-05-09 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2934648)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2934648.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.