# Susan Margaret Herrick

Susan Margaret Herrick is an investment adviser representative (IAR) with state registration records since 2009, appearing at 4 firms. Currently registered with NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC](https://search.stillhousedata.com/firm/2881) | 2025-01-28 | present | Yes |
| [NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC](https://search.stillhousedata.com/firm/2881) | 2021-10-27 | 2024-01-25 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2020-09-09 | 2021-02-24 | — |
| [NORTHCOAST ASSET MANAGEMENT LLC](https://search.stillhousedata.com/firm/282241) | 2016-01-04 | 2017-10-24 | — |
| [KOVITZ INVESTMENT GROUP, LLC](https://search.stillhousedata.com/firm/127880) | 2009-06-15 | 2015-12-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2942265)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2942265.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.