# DAVID WARREN HOFFMANN

DAVID WARREN HOFFMANN is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with OSAIC ADVISORY SERVICES, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OSAIC ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/171070) | 2020-06-19 | present | Yes |
| [H FINANCIAL MANAGEMENT](https://search.stillhousedata.com/firm/148209) | 2019-04-23 | 2020-09-10 | — |
| [D.B. ROOT & COMPANY, LLC](https://search.stillhousedata.com/firm/188512) | 2015-10-01 | 2019-05-13 | — |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | 2005-03-10 | 2015-09-30 | — |
| [D.B. ROOT & COMPANY, INC.](https://search.stillhousedata.com/firm/112042) | 2002-01-25 | 2010-12-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2946293)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2946293.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.