# James Howard Dockens

James Howard Dockens is an investment adviser representative (IAR) with state registration records since 2002, appearing at 7 firms. Currently registered with U.S. BANCORP ADVISORS, LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [U.S. BANCORP ADVISORS, LLC](https://search.stillhousedata.com/firm/14455) | 2026-02-13 | present | Yes |
| [U.S. BANCORP INVESTMENTS, INC.](https://search.stillhousedata.com/firm/17868) | 2017-09-18 | 2026-02-13 | — |
| [FULCRUM CAPITAL, LLC](https://search.stillhousedata.com/firm/145322) | 2015-11-03 | 2017-06-12 | — |
| [HARRISDIRECT LLC](https://search.stillhousedata.com/firm/42159) | 2011-10-27 | 2015-11-30 | — |
| [BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/13609) | 2010-01-07 | 2011-10-21 | — |
| [HARRISDIRECT LLC](https://search.stillhousedata.com/firm/42159) | 2008-08-05 | 2010-01-08 | — |
| [OSAIC SERVICES, INC.](https://search.stillhousedata.com/firm/133763) | 2005-10-31 | 2007-03-21 | — |
| [SENTRA SECURITIES CORPORATION](https://search.stillhousedata.com/firm/10249) | 2002-06-03 | 2005-10-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2947707)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2947707.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.