# JAMES MATTHEW BROOM

JAMES MATTHEW BROOM is an investment adviser representative (IAR) with state registration records since 2000, appearing at 5 firms. Currently registered with NORTHSTAR WEALTH MANAGEMENT, INC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [NORTHSTAR WEALTH MANAGEMENT, INC.](https://search.stillhousedata.com/firm/306721) | 2020-02-28 | present | Yes |
| [OSAIC ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/171070) | 2017-12-04 | 2020-07-02 | — |
| [WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC](https://search.stillhousedata.com/firm/11025) | 2004-08-10 | 2017-12-06 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2002-07-15 | 2004-08-04 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2000-03-14 | 2002-07-10 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2951595)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2951595.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.