# Brian Thomas Bothe

Brian Thomas Bothe is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with LPL ENTERPRISE, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL ENTERPRISE, LLC](https://search.stillhousedata.com/firm/8733) | 2024-12-06 | present | Yes |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2022-09-19 | 2024-11-19 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2019-09-27 | 2021-05-04 | — |
| [CHEVY CHASE FINANCIAL SERVICES](https://search.stillhousedata.com/firm/14894) | 2004-01-23 | 2004-05-10 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 2001-09-04 | 2004-01-20 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2962893)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2962893.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.