# Thuy Diem Nguyen

Thuy Diem Nguyen is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with CHARLES SCHWAB & CO., INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2021-07-28 | present | Yes |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2013-08-28 | 2022-10-14 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2011-03-18 | 2013-07-26 | — |
| [ASSOCIATED SECURITIES CORP.](https://search.stillhousedata.com/firm/12969) | 2004-09-29 | 2009-11-13 | — |
| [CLAREMONT FINANCIAL GROUP,INC.](https://search.stillhousedata.com/firm/107806) | 2004-03-18 | 2004-07-29 | — |
| [ASSOCIATED PLANNERS INVESTMENT ADVISORY INC](https://search.stillhousedata.com/firm/104790) | 2003-06-04 | 2009-12-23 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2965470)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2965470.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.