# JOSEPH LEE MOSES

JOSEPH LEE MOSES is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with HALO INVESTMENT SERVICES, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [HALO INVESTMENT SERVICES, LLC](https://search.stillhousedata.com/firm/325613) | 2023-08-09 | present | Yes |
| [ROTHSCHILD WEALTH LLC](https://search.stillhousedata.com/firm/162442) | 2022-09-09 | 2023-08-09 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2016-09-28 | 2022-08-10 | — |
| [TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC](https://search.stillhousedata.com/firm/20472) | 2005-03-30 | 2016-01-25 | — |
| [TIAA-CREF TRUST COMPANY, FSB](https://search.stillhousedata.com/firm/108579) | 2004-11-19 | 2005-03-29 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2968778)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2968778.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.