# ARTHUR LOPES

ARTHUR LOPES is an investment adviser representative (IAR) with state registration records since 2001, appearing at 7 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2023-09-05 | present | Yes |
| [HARRISDIRECT LLC](https://search.stillhousedata.com/firm/42159) | 2015-10-20 | 2023-09-05 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2010-09-22 | 2015-10-02 | — |
| [NATIONAL PLANNING CORPORATION](https://search.stillhousedata.com/firm/29604) | 2009-08-05 | 2010-03-24 | — |
| [WEDBUSH SECURITIES INC.](https://search.stillhousedata.com/firm/877) | 2007-10-01 | 2008-05-01 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2007-02-15 | 2007-10-03 | — |
| [ENVESTNET ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/111694) | 2005-11-09 | 2007-02-08 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2001-02-13 | 2005-01-28 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2969419)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2969419.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.