# Diane Ruiz

Diane Ruiz is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with SANTANDER SECURITIES LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SANTANDER SECURITIES LLC](https://search.stillhousedata.com/firm/41791) | 2022-06-10 | present | Yes |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2021-09-22 | 2022-06-07 | — |
| [EAGLE STRATEGIES LLC](https://search.stillhousedata.com/firm/110826) | 2020-12-07 | 2021-09-23 | — |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2008-09-24 | 2020-06-05 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 2004-05-05 | 2008-08-27 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2969808)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2969808.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.