# ADAM B FAUST

ADAM B FAUST is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with DEEP BLUE FINANCIAL LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [DEEP BLUE FINANCIAL LLC](https://search.stillhousedata.com/firm/170446) | 2014-02-20 | present | Yes |
| [MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.](https://search.stillhousedata.com/firm/111135) | 2010-01-04 | 2014-02-04 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2005-10-21 | 2010-01-15 | — |
| [RBC CAPITAL MARKETS, LLC](https://search.stillhousedata.com/firm/31194) | 2002-12-16 | 2004-09-10 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2002-11-13 | 2002-12-17 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2972403)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2972403.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.