# CLIFF WINGYIN SHUM

CLIFF WINGYIN SHUM is an investment adviser representative (IAR) with state registration records since 1998, appearing at 4 firms. Currently registered with SHUM FINANCIAL GROUP, INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SHUM FINANCIAL GROUP, INC.](https://search.stillhousedata.com/firm/285426) | 2019-09-25 | present | Yes |
| [GIRARD SECURITIES, INC.](https://search.stillhousedata.com/firm/18697) | 2013-07-19 | 2017-04-11 | — |
| [EDWARD D. JONES & CO., L.P.](https://search.stillhousedata.com/firm/250) | 2007-01-19 | 2013-06-17 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 1998-12-30 | 2002-11-18 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2973780)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2973780.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.