# Elias Dau

Elias Dau is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with FIRST COMMAND ADVISORY SERVICES.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [FIRST COMMAND ADVISORY SERVICES](https://search.stillhousedata.com/firm/281958) | 2026-08-03 | present | Yes |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2025-05-29 | 2026-03-17 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2021-12-20 | 2024-12-13 | — |
| [PRINCIPAL SECURITIES, INC.](https://search.stillhousedata.com/firm/1137) | 2019-03-26 | 2021-04-12 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2009-02-17 | 2018-06-13 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2009-02-05 | 2009-02-26 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2004-07-29 | 2009-02-06 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2976332)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2976332.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.