# HOA THI LE

HOA THI LE is an investment adviser representative (IAR) with state registration records since 2011, appearing at 5 firms. Currently registered with TRANSCEND CAPITAL ADVISORS, LLC, ARAX ADVISORY PARTNERS, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ARAX ADVISORY PARTNERS, LLC](https://search.stillhousedata.com/firm/133535) | 2026-08-03 | present | Yes |
| [TRANSCEND CAPITAL ADVISORS, LLC](https://search.stillhousedata.com/firm/299723) | 2021-03-22 | present | Yes |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2013-08-23 | 2021-03-22 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2012-02-29 | 2013-08-30 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2011-04-19 | 2012-02-27 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2979168)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2979168.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.