# Nicholas Charles Liberi

Nicholas Charles Liberi is an investment adviser representative (IAR) with state registration records since 2003, appearing at 7 firms. Currently registered with NUVEEN ASSET MANAGEMENT, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [NUVEEN ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/155584) | 2022-08-01 | present | Yes |
| [CAPITAL CLIENT GROUP, INC.](https://search.stillhousedata.com/firm/6247) | 2014-10-14 | 2022-03-14 | — |
| [EQUINOX FUND MANAGEMENT, LLC](https://search.stillhousedata.com/firm/143730) | 2013-08-07 | 2014-09-23 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2011-03-29 | 2011-08-09 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2010-01-07 | 2010-07-29 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2006-12-11 | 2007-09-25 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 2003-12-05 | 2006-06-07 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2988087)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2988087.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.