# PAUL ROGER GUGGER

PAUL ROGER GUGGER is an investment adviser representative (IAR) with state registration records since 2005, appearing at 6 firms. Currently registered with UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER](https://search.stillhousedata.com/firm/20804) | 2026-01-20 | present | Yes |
| [OSAIC ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/171070) | 2024-11-08 | 2025-12-23 | — |
| [ARBOR POINT ADVISORS](https://search.stillhousedata.com/firm/165127) | 2020-03-02 | 2024-11-08 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2010-08-31 | 2020-03-04 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2005-10-03 | 2010-08-31 | — |
| [WAMU INVESTMENTS, INC.](https://search.stillhousedata.com/firm/599) | 2005-06-21 | 2005-10-07 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2995371)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2995371.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.