# DAVID LEE SPENCE

DAVID LEE SPENCE is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with NEW YORK LIFE INVESTMENT MANAGEMENT LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [NEW YORK LIFE INVESTMENT MANAGEMENT LLC](https://search.stillhousedata.com/firm/109591) | 2011-09-28 | present | Yes |
| [EAGLE STRATEGIES LLC](https://search.stillhousedata.com/firm/110826) | 2011-03-03 | 2011-05-24 | — |
| [PUTNAM INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/106629) | 2009-03-18 | 2010-12-20 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2005-03-11 | 2009-02-12 | — |
| [COMERICA SECURITIES](https://search.stillhousedata.com/firm/17079) | 2004-11-04 | 2005-03-21 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3005383)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3005383.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.